Regulatory & Financial Services Advisory
Regulatory Advice
Our global Regulatory & Financial Services Advisory team provides expert regulatory legal advice to BVI, Cayman Islands, Irish, Jersey and Luxembourg domiciled entities on all regulatory matters including application of licensing laws, assistance with regulatory reporting for M&A and reorganisations, drafting client mandates, account opening forms, subscription and service level agreements.
Regulatory Advice
The Maples Group provides regulatory legal advice, including:
- Application of licensing laws, including assistance with licence applications, exemptions, amendments and surrenders
- Assistance with regulatory reporting for M&A and reorganisations
- Drafting client mandates, account opening forms, subscription and service level agreements
- Assisting with foreign and local disclosure requests
- Advising on duties of confidentiality
- Advice with regard to data protection regulation
- Advice on anti-corruption and sanctions obligations
- Advising on conduct of business and potential registration / licensing implications
- Advising in relation to the extraterritorial effect of foreign legislation
- Assisting with beneficial ownership regime requirements
- Advising on reporting obligations falling under the Cayman Islands licensing laws
- Advising in relation to the regulation of Crypto and Fintech offerings
Related Contacts
KNOWLEDGE
- Cayman Islands Anti-Money Laundering Surveys for Financial Service Providers 2024 07 June 2024
- BVI Economic Substance: Updated Rules on Tax Residency 20 May 2024
- Cayman Islands Update: AML Amendment Regulations 2024 03 May 2024
- Cayman Islands Update: CRS Reporting Requirements 09 April 2024
- Private Funds and the Cayman Islands Fund Annual Return Deadline 18 March 2024
NEWS & DEALS
- Maples Group Expands UK Fiduciary Team with Key Corporate Secretarial Appointment 06 June 2024
- Maples Group Celebrates Second Consecutive Offshore Law Firm of the Year from Chambers Asia Pacific and Greater China 31 May 2024
- Maples Group's Second SFDR Impact Analysis Reveals 20% Growth in Sustainability Focused Funds, with Assets now Exceeding €5 Trillion 14 May 2024
- Maples Group Moves to New London Office with a focus on Clients, People and Collaboration 24 April 2024
- Maples Group Sponsors Rugby Club Luxembourg, Fostering Shared Values of Excellence, Teamwork, and Community 23 April 2024