Fiduciary Services
Conflict Review & Advisory Services
Today's complex regulatory focus on affiliate trading requires special attention. Our dedicated conflict review and advisory team has the technical and operational excellence to deliver a highly responsive and independent service.
OVERVIEW
In an environment in which there is a growing focus on regulatory and independent oversight, institutions and investment advisers buying or selling securities between affiliated entities or between vehicles they manage may need to obtain specific consent to a transaction. Certain regulations require that consent for such transactions be delegated to an independent party. Recognising the growing demand for competent service providers to review and approve affiliate trades, the Maples Group’s dedicated conflict review and advisory team provides guidance on the types of transactions that may be subject to review and on the documentation and supporting information necessary to enable us, as a third-party agent, to review the trades as efficiently and effectively as possible. Our team comprises specialists with relevant technical and operational backgrounds and takes a collaborative approach that ensures the delivery of a highly responsive, tailored, independent service.
Related Contacts
KNOWLEDGE
- Rediscovering Share Trustee Services 12 May 2022
- What Private Equity Managers Need to Know to File a Cayman Islands Fund Annual Return 11 April 2022
- US CLO Managers See Smooth SOFR Transition 30 March 2022
- BVI Voluntary Liquidations: What You Need to Know 30 March 2022
- Upbeat Sukuk Market set for Continued Growth 24 November 2021
NEWS & DEALS
- Maples Group Achieves ISO 27001 Certification 28 April 2022
- Maples Group Supports NH Investment & Securities on the Financing of Modulaire Group's US$5 Billion Acquisition 16 March 2022
- Maples Group Expands Fiduciary Teams in London and Jersey 10 March 2022
- Maples Group Continues to Support Barnardos UK and Barnardos Ireland this Christmas 20 December 2021
- Maples Group Announces Three Year Partnership with LIFE 17 December 2021