Specialty Services
Irish Financial Services Regulatory
Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.
- Irish Financial Services Regulatory
- Authorisations and Change of Business
- Fintech
- Corporate Governance, Remuneration and Outsourcing
- Advisory and Assurance
- Compliance Universes and Frameworks and Procedures
- Anti-Money Laundering & Countering the Financing of Terrorism
- Regulatory Engagement and Enforcement
- Fitness & Probity / Senior Executive Accountability Regime
- Sustainable Finance
Irish Financial Services Regulatory
Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.
We provide practical and expert advice on the impact of developments at both Irish and European level and work closely with our global colleagues on regulatory matters in other jurisdictions.
Our team advises clients across all industry sectors including banks, payments and e-money, insurance undertakings, intermediaries, retail and credit servicing firms, asset managers and investment firms and fund service providers. We also provide perimeter guidance to businesses operating in unregulated sectors on a wide range of regulatory matters, which can have an impact on their operations.
We provide guidance on legal, technical, operational and regulatory matters in relation to all areas of financial services law and support clients in dealing with the Central Bank of Ireland (“Central Bank”) in a constructive and pro-active manner.
We also work with clients managing regulatory inspections, Risk Mitigation Programmes, remediation projects and enforcement engagement.
We work closely with our colleagues in other practice areas including tax, employment, data, commercial & technology, dispute resolution & insolvency, funds & investment management and corporate.
Related Contacts
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Stephen Carty
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Lorna Smith
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Philip Keegan
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Alison Gibney
KNOWLEDGE
- Irish Regulation in Focus - Culture and Individual Accountability 07 April 2021
- Irish Regulation in Focus: Culture and Individual Accountability 15 March 2021
- CP138: Central Bank of Ireland Consults on Cross-Industry Outsourcing Guidance 02 March 2021
- MiFID Firms – What is the Central Bank of Ireland's Focus for 2021? 25 February 2021
- Fitness and Probity - Central Bank of Ireland Expectations Not Being Met 19 January 2021
- EU Regulator Warning on Post Brexit Financial Services EU Access 14 January 2021
- AML Frameworks of Schedule 2 Firms under CBI Scrutiny 05 January 2021
- New Central Bank of Ireland Guidance on AML Transaction Monitoring 13 November 2020
- ESMA Guidelines on MIFID II Compliance - Product Governance Obligations Focus 11 September 2020
- CBI Enforcement Firm Hit with Fine for Cyber Security Failures 06 August 2020