Irish Financial Services Regulatory
Compliance Universes and Frameworks and Procedures
Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.
- Irish Financial Services Regulatory
- Authorisations and Change of Business
- Fintech
- Corporate Governance, Remuneration and Outsourcing
- Advisory and Assurance
- Anti-Money Laundering & Countering the Financing of Terrorism
- Regulatory Engagement and Enforcement
- Fitness & Probity / Senior Executive Accountability Regime
- Sustainable Finance
Compliance Universes and Frameworks and Procedures
- Designing detailed compliance universes setting out the applicable regulatory regime to map key controls and responsibilities
- Developing policies and procedures required under financial services legislation
- Building robust frameworks to implement and support policies and procedures
- Completing assessments of firms’ compliance and identifying gaps for remediation
- Documenting oversight frameworks for outsourcing arrangements and delegation models
- Annual training on compliance and regulatory matters, including when new or revised requirements are introduced
- Tracking impending changes and upstream regulatory change management
Related Contacts
KNOWLEDGE
- ESMA Report on MiFID II Marketing Requirements 19 June 2024
- AI: Risk and Regulatory Considerations for Irish Regulated Firms 29 April 2024
- Central Bank Focus Areas for E-money and Payment Firm Applications 23 April 2024
- EMIR REFIT - Impact on Irish Investment Funds 11 April 2024
- DORA - Six Key Action Points for Firms 04 April 2024
- Central Bank Fintech Supervisory Priorities 2024 06 March 2024
- Regulatory Focus on Undue Costs in UCITS and AIFs 12 February 2024
- Central Bank of Ireland Letter on 2022 ESMA Common Supervisory Action on Asset Valuation 16 January 2024
- IAF Update: Finalised Guidance Published Ahead of Year-End Introduction of New Framework 24 November 2023
- CP156: CBI to Revamp its Financial Services and Fintech Innovation Framework 22 November 2023