Fiduciary Services
Commodity Pool Operator Services
Amid greater reporting requirements, our teams of licensed professionals regularly assist institutional clients and corporations with CPO registration and all aspects of ongoing obligations.
OVERVIEW
Following the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Commodity Futures Trading Commission introduced updated requirements for greater reporting of data as well as appointing and registering a Commodity Pool Operator (CPO). The Maples Group provides third-party outsourcing services to financial institutions, institutional investors, investment managers and international corporations managing CPO funds, assisting clients with the set up and registration of their CPO and supporting ongoing compliance with regulatory reporting requirements. Our team of Series 3 licensed professionals has broad experience servicing and administering an array of investment vehicles that are deemed commodity pools, taking a tailored approach to delivering solutions that meet the specific needs of clients. Our client service professionals have experience with providing fiduciary services to CPOs and/or commodity pools as an NFA approved director and/or associated person as well as the CPO registration application process and the related ongoing regulatory compliance requirements including Form CPO-PQR and CFTC/NFA exemption filings.
Related Contacts
KNOWLEDGE
- The CLOser - June 2024 27 June 2024
- Luxembourg A Flexible EU Securitisation Regime 21 May 2024
- The Corporate Transparency Act US CLO Co Issuers and Issuer Subsidiaries 30 April 2024
- Hong Kong Corporate Inspection Regime Enters Third Phase 01 March 2024
- Artificial Intelligence and Fund Governance 27 February 2024
NEWS & DEALS
- Maples Group Expands UK Fiduciary Team with Key Corporate Secretarial Appointment 06 June 2024
- Maples Group's Global Asset Finance Team Recognised Again on Aviation Finance Deals of the Year 02 May 2024
- Maples Group Receives Continued Recognition for Information Security Management with ISO 27001 Certification 01 May 2024
- Maples Group Moves to New London Office with a focus on Clients, People and Collaboration 24 April 2024
- Maples Group Launches UK Liquidations Services 10 April 2024